Closing the Books: The 2022 Year-End RIA Compliance & Market Survival Guide
: The 2022 RIA introduced strict integrity measures, including mandatory audits and an annual integrity fee (typically $20,000 for large centers) to enhance oversight. Ria_2022_Nov-Dec.zip
: Failure to meet these late 2022 requirements has recently led to notices of termination for several regional centers. 2022 Update for Investment Advisers - Sidley Closing the Books: The 2022 Year-End RIA Compliance
: Many "pre-RIA" regional centers faced a December 29, 2022, deadline to file an amended application (Form I-956) to continue sponsoring new investors. : The IARD preliminary renewal period typically opens
: The IARD preliminary renewal period typically opens in early November, with crucial fee payment deadlines falling in mid-December.
: The act added new "set-aside" visa categories for rural and high-unemployment areas, providing a faster path for certain applicants.